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3.02 3.2 SERVICES\Environmental Capital LLC-Financial Advisory Services-4-16-18 RESOLUTION AUTHORIZING ENGAGEMENT OF ENVIRONMENTAL CAPITAL LLC TO PROVIDE FINANCIAL ADVISORY SERVICES RESOLUTION NO.: ,2018 INTRODUCED BY: WHO MOVED ITS ADOPTION SECONDED BY: WHEREAS, the Queensbury Town Board has previously engaged the services of Environmental Capital LLC to provide financial advisory services in conjunction with any bond issue as well as continuing disclosure submission and general financial advisory services as requested and directed by the Town, and WHEREAS, Environmental Capital LLC has offered to render these services at an hourly rate scale depending on the staff requirements of$175 - $250 per hour, plus documented out-of-pocket expenses, and WHEREAS, the Town Budget Officer recommends the engagement of Environmental Capital LLC, NOW, THEREFORE, BE IT RESOLVED, that the Queensbury Town Board hereby authorizes engagement of Environmental Capital LLC to provide the financial advisory services delineated in the preambles of this Resolution and as set forth in their March 30t''engagement letter presented at this meeting, and BE IT FURTHER, RESOLVED, that the Town Board authorizes and directs the Town Budget Officer to amend the Town Budget and/or take any actions necessary to provide for payment of such services from the appropriate Town account(s), and BE IT FURTHER, RESOLVED, that the Town Board further authorizes and directs the Town Supervisor to execute the engagement letter in substantially the form presented at this meeting and the Town Supervisor and/or Town Budget Officer to take any other actions necessary to effectuate the terms of this Resolution. Duly adopted this 16ffi day of April, 2018 by the following vote: AYES NOES ABSENT: Environmental Capital March 30,2019 Hon. John F. Strough Town Supervisor 742 Bay Road Queensbury,NY 12804 Re: Provision of Financial Advisory Services Supervisor Strough: I am pleased to submit this letter to the Town of Queensbury (the "Town") to serve as our agreement for services to be provided to the Town regarding general Financial Advisory by Environmental Capital LLC ("EC"). • General Financial Advisory EC will provide ongoing Financial Advisory and Consulting services to the Town. Such services will be at the direction of the Town. The Town and EC may agree upon a fixed fee for a given task. such amount to be negotiated at the time that the Town directs EC to execute the task. Other areas in which advice may be provided include other investments, investment programs, economic forecasts and other financial matters. EC will be compensated for such services at an hourly rate scale depending on the staff requirements of $250.00- $175.00 per hour, plus documented out-of-pocket expenses. Specifically, the following individuals will be charged at the following hourly rates: Richard McCarthy, President $250/hour Pranita Suvarna, Vice President $200/hour This Agreement will continue until terminated by either party upon 30 days' notice. If these terms are satisfactory to the Town, please execute this letter in the space provided below and return one copy of it to me. 110 West 40th Street Suite New York,NY 10018 • 212 302 4227 tel 212 302 4420 fax • www.encapllc.com Sincerely. Richard N. McCarthy President Accepted and Agreed to: (Name) (Signature) (Title) (Date)