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4.06 4.6 SERVICES\General Code and NYSID Image Data Proposal—Scanned Image Processing and Record Scanning—8-6-18 RESOLUTION AUTHORIZING ENGAGEMENT OF 1) GENERAL CODE FOR DOCUMENT MANAGEMENT SOLUTION SCANNED IMAGE PROCESSING SERVICES; AND 2) NYSID/IMAGE DATA FOR RECORD SCANNING SERVICES RESOLUTION NO.: , 2018 INTRODUCED BY: WHO MOVED ITS ADOPTION SECONDED BY: WHEREAS, by Resolution No.: 160,2016, the Queensbury Town Board authorized, in part, Image Data's March 15, 2016 proposal, as further clarified by the New York State Industries for the Disabled, Inc. (NYSID) for Preferred Source Solutions, for Large Format Scanning Services relating to the Town's maps, and WHEREAS, NYSID and its member agencies are a proven procurement solution for government agency customers such that NYSID's Preferred Source procurement satisfies the obligation to comply with the New York State Finance Law, and NYSID's prices are approved by the New York State Office of General Services, and WHEREAS, the Town Clerk has requested Town Board approval to again engage the services and authorize a joint project quote from General Code and NYSID/Image Data, as set forth in General Code's June 28, 2018 proposal for Document Management Solution Scanned Image Processing Service for the amount of$1,881.80 and NYSID/Image Data's July 20, 2018 proposal for Record Scanning Services, as specifically set forth in Option(s) 2 "Greyscale," for the amount of $9,486.10, for a total project cost not to exceed$11,367.90, and WHEREAS, the Town Board wishes to authorize such services of General Code and NYSID/Image Data, NOW, THEREFORE, BE IT RESOLVED, that the Queensbury Town Board hereby authorizes and accepts the joint project quote from General Code and NYSID/Image Data, as set forth in General Code's June 28, 2018 proposal for Document Management Solution Scanned Image Processing Service for the amount of $1,881.80 and NYSID/Image Data's July 20, 2018 proposal for Record Scanning Services as specifically set forth in Option(s) 2 "Greyscale," for the amount of$9,486.10, for a total project cost not to exceed $11,367.90, provided that such amounts shall be paid upon presentation of appropriate vouchers to the Town and shall not include any prepayment for services, such services to be paid for from the Records Management Misc. Contractual Account No.: 00 1-1460- 4400, and BE IT FURTHER, RESOLVED, that the Town Board further authorizes and directs the Town Budget Officer to amend the Town Budget and transfer $11,367.90 from Contingency Account No.: 001- 1990-4400 to Records Management Misc. Contractual Account No.: 001-1460-4400 and take any other actions necessary to provide for payment of such services, and BE IT FURTHER, RESOLVED, that the Town Board further authorizes and directs the Town Supervisor to sign the proposals and/or any other necessary Agreements or documentation associated with the engagement of the services of General Code and NYSID/Image Data in form acceptable to the Town Supervisor, Town Clerk, Town Counsel and/or Town Budget Officer, and BE IT FURTHER, 2 RESOLVED, that the Town Board further authorizes and directs the Town Supervisor, Town Clerk and/or Town Budget Officer to take any and all actions necessary to effectuate all terms of this Resolution. Duly adopted this 6Ih day of August, 2018, by the following vote: AYES NOES ABSENT : 3 OWN OF QUEENSBURY, NY Warren Count Payroll Documents June 28, 2018 Valid for 6 months rx '+,t � ��..✓ fir. �. Y "M 1. .. .v •r'r- --.9 i e r I`"fir s _ --•.._ ram ,- �s g "".�.` � r r, ?' u Document Management Solution Scanned Image Processing Service Director of Sales:Bruce Cadman 518-441-6496 BCadman@generalcode.com 3 `� � .�,�� s �' ' 'F � a+s S�," "� j'. - 3uo �tQ'�`l^a ((7�=il�'Yrt: sEi"^•s'd �'✓x �'�"'�����ia���� ;°� •_ 'e ; i' (, `� 2'S`��'."..C 8 �"vst: �.. �:�d .e:G ao e a -. y,� y-...s aka .,.5( 'j1H L yLS.x • - �� 3} '�F�' .3. .+r,,,t, `M7 "r a xf j �ttf z^,ti<y�..�„x�rM ,��4� • _ y .a.-� :_�,-����''�x`�,���=-� a�'<'z�u�.v��,�'-�-.[�.n. �+•. v*m� �'�f��ry�' .`�Y-�"�C����Y. �4 S:$a�� - °�'�. .+. �' r1d.,� -8< .,� '�,. Town of Queenshury, NY DOCUMENT CONVERSION / PROJECT DELIVERABLES/ INVESTMENT DETAIL DOCUMENT CONVERSION PROJECT Reference is made to the Document Scanning Proposal between Image Data,Inc.("Image Data")and the Town of Queensbury("Town")("Image Data Proposal")which was submitted by Image Data under separate cover pursuant to the closed bid requirement. PROJECT DELIVERABLES The following deliverables are included in your project pricing. As we do not have the proposal from our vendor partner, Image Data,this price is based solely on the information/assumptions as set forth below. • The document conversion services associated with the project will be performed by Image Data. • Upon completion of the scanning and indexing portion of the project by Image Data, Image Data will upload the image files and index data to General Code. • Once received from Image Data,General Code will process the images and index data into Laserfiche Viewer format and upload same onto the Town's Laserfiche system. • General Code is not responsible for the accuracy and quality of the images (e.g., black borders,skewed images, blurry images,non-legible images,etc.),index data or other errors on the scanning portion provided to General Code by Image Data. • One(1)copy of the Laserfiche Viewer formatted documents will be provided on removable media. DOCUMENT INDEXING/PROCESSING SPECIFICATIONS MOM�1 Payroll Books(8.5 x 11) 20,700 69 Payroll Books(11x 15) 59,600 149 Index Field(s)/Keying Book Title Who is Keying/Indexing Image Data Document Naming Convention Book Title Document Organization(Folders) Payroll Books/Decade/Year/file Microfilm needed? No Comments/Special Instructions PROJECT MANAGEMENT AND OTHER SERVICES • Our charge includes project management and assumes that all of the documents contained in this project will be imaged and provided by Image Data to General Code. • Project Management will include job setup, creation of file structures and databases(as applicable)and Laserfiche Viewer containing images and data on removable media. • Placement of the shipped documents in the Town's repository will be performed as a courtesy service upon request of the Town. To schedule the placement of the documents, please contact Crista Deniz at 855-GEN-CODE. f, -_..- Z 2 1 P a g e Town of Queensbury, NY INVESTMENT DETAIL Our price is based upon the information set forth above and is valid for six(6) months from the date of this proposal. Est.of Est.of Extended Images Documents Unit Price Price Document Keying/Indexing on selected documents for population of 258 n/a $ - template fields,creation of document naming and folder structure. OCR of Documents: Utilizing OCR processing on all documents to extract type-written text.OCR will only identify type-written 80,300 - $ 0.006 $ 481.80 characters printed from left-to-right on the page. Data Processing/Upload services on all records into Laserfiche, including applying templates and indexing to images,file naming and 80,300 Flat Charge $1,400.00 folder structure creation. Project Management and other related services including job setup,creation of file structures and database included in (as applicable)and Laserfiche viewer containing images and data on removable media. per-image price Total Indexing,Processing/Upload Pricing: $1,881.80 D .sI 3 Page Town of Queensbury, NY AUTHORIZATION &AGREEMENT The Town of Queensbury, New York hereby agrees to the procedures outlined above,to General Code's Document Management Solution Terms &Conditions which are available at http:Hcros.generalcode.com/terms-conditions and are incorporated herein by reference as they apply to this proposal,and authorizes General Code to proceed with the project. Data Processing/Upload Services Total. $ 1,881.80 Payment Schedule: General Code will invoice the Town for Indexing and Processing services upon shipment of each batch of the scanned documents to the Town. Performance Schedule: The project will be completed within 90 days of General Code's receipt from Image Data of all materials necessary to complete the project. (Client please fill out) Invoice for this Project to be sent to: Department: Contact Name: TOWN OF QUEENSBURY,WARREN COUNTY, NY By: In the Presence of: Title: Title: Date: Date: GENERAL CODE, CMS, LLC By: In the Presence of: Title: Title: Date: Date: In order to authorize the project: 1. Sign the Proposal 2. Fax or email the Authorization&Agreement Section only to: SalesPgeneralcode.com•fax(585)328-8189 3. Mail the signed Proposal to General Code at: 781 Elmgrove Road•Rochester,NY 14624 General Code will then sign and mail a copy of this agreement back to the Town for its records. G!;N'FR..1T.. 4 1 P a g e l "'ONYSID PARTNERSHIP CUSTOMER PRICE CONCURRENCE Date Sent: 7/20/2018 Contracting Agency: Town of Queensbury Contact Person: Caroline Barber PLEASE UPDATE Job Title: Town Clerk INFORMATION IF Street Address: 742 Bay Road NEEDED. City, State Zip: Queensbury, NY 12804 Phone#: 518-761-8234 Fax#: E-Mail: carolineb@queensLqpLnet New York State Industries for the Disabled, Inc. will be applying for Preferred Source Status Designation for the service listed below: Member Agency: Rehabilitation Support Services Associate Member Agency Image Data Service Information & Record Conversion Management Location: Albany, NY _ $9,486.10(see attached proposal: 11 x 15 greyscale-$0.122 per image and 8.5 X 11 Proposed Price: greyscale-$0.107 per image) If a Renewal, Current Contract#: New Term: 7/20/2018— 12/31/2018 This form is not a contract, it is only an acknowledgment of your concurrence to the above proposed price. If applicable, a cost analysis is enclosed for your review documenting proposed changes in cost for the new term. I Please note: All contracts with Prevailing Wage Schedules issued on or after 811/2010 must contain escalation clauses for wages and supplemental benefits and other related costs dependent upon the annual NYS Department of Labor Published Prevailing Wage Schedules. If you are in agreement with the proposed price, please sign this form and return by fax or mail. Upon receipt, NYSID will apply to the NYS Office of General Services for approval of Preferred Source Status. If you have any questions, please call NYSID Contract Administration at the number below. Fax or mail to: Mail: New York State Industries for the Disabled, Inc. E-mail: Fax:455-0345 serickson@nysid.org ATTN: Sara Erickson Phone: 518-463-9706 Authorized 11 Columbia Circle Drive Signature: Albany, NY 12203-5156 Printed Name: Job Title: Date: 0 Please see attached documents in lieu of signature of this form. Page 1 of 1 IMIA � � Record. Scanning Services for For The Town of Queensbury, NY a Submitted Date: July 20, 2018 Submitted By: Laurie Green Senior Account Executive Image Data, Inc. (518) 862-2740 Igreen@imgdata.com 1 S V 9 Statement of Services Scope of Work 1.0 OBJECTIVE The objective of this proposal is to provide preparation and scanning of payroll records for Town of Queensbury, NY. The project will be converted in our Albany, New York production facility according to the requirements detailed in this Statement of Work. Image Data, Inc. (IDI) will work closely with the designated representatives from the Town. of Queensbury throughout the term of this project to provide for a smooth,. timely, confidential and successful partnership. 2.0 SUMMARY of CONTENTS The following sections are included in this SOW: Production Contacts Pickup and Delivery Document Preparation Conversion Services Directory Framing Transmission of Images Image Retrievals Facility, Production and QC Overview Pricing Schedules 3.0 PRODUCTION CONTACTS The conversion will be managed by a team consisting of the following Image Data individuals; who will be responsible for completion of production activities. w 1. Kara Heniges Operations Manager (518) 862-2740 ext. 1030 2. Ken Major Director of IT (518) 862-2740 ext. 1023 3. Laurie Green Account Executive (518) 862-2740 ext. 1024 2 is 4.0 PROJECT PICKUP AND DELIVERY SCHEDULES The Town of Queensbury will box all records for pick-up by IDI driver. Contents will be delivered to IDI's production facility in Albany. Shipment dates, schedules and volume of boxes to be determined. Based upon the supplied image volumes, on average, IDI anticipates the production time on a typical pick-up to be 90 to 120 days from the date of pick-up. 5.0 DOCUMENT PREPARATION Document preparation will be needed to unfold or burst documents, remove staples,paperclips, and/or rubber bands from documents prior to scanning and will be completed by IDI. Taping of any torn paper would need to be completed to make the documents scan ready. 6.0 CONVERSION SERVICES Documents will be scanned on high speed scanners to multi page greyscale TIFF files. • All pages come out of binding/clips • Tabs can be cut and will not be scanned • Any loose papers between pages will be scanned in the order they're found and become part of the document • Documents will not be placed pack into binders/clips after scanning. • Pages are not larger than 1 1"x 15" Image Data is not able to improve the quality of a poor original. If poor quality originals are found, a"Best Image Available"document may be scanned prior to the original imaged document. IDI will provide a POC of the images and directory format for approval by the Town of Queensbury prior to entering into production. 7.0 INDEXING/FILE NAMING Indexing will be completed by IDI according to the criteria listed below: Payroll Books: Description on Cover or Spine of Book 8.0 TRANSMISSION OF IMAGES IDI will return images SFTP to preferred platform. 9.0 SERVICE LEVEL AND RETENTION Documents will be returned to the Town of Queensbury once scanning is complete. 10.0 IMAGE RETRIEVALS DURING PRODUCTION While records are at IDI. during production, a process will be determined for easy access to the images when requested. Requests by Authorized Representatives from the Town of Queensbury Treasurer's Office can be made via telephone,email or fax and delivered via email, FTP,FedEx 3 • F7 a or UPS. This proposal includes(if needed)two retrievals per day which will be returned within a maximum of 72 hours or less from the receipt of the request. Retrieval: One record pulled from one file =one retrieval. All FedEx, LISPS,UPS, or other ground service costs incurred are not part of this pricing structure and will be billed accordingly I k 4 $�4 Id 10.0 PRODUCTION AND QUALITY CONTROL (QC) OVERVIEW Lean Sigma Cells All Image Data centers operate in a Lean Sigma Cell design. This design ensures efficiency by eliminating delays in any work queue. Work is not stacked or bottlenecked with the possibility that errors may be contained in an over produced work station. With this workflow design, all elements are synchronized to maximize a daily throughput rate by balancing and managing workloads at each station of the cell. The error prone design of separating prep/imaging/index/document identification within different areas of the room is not utilized by Image Data. Errors are virtually eliminated by employees working side-by-side to ensure that process or product deficiencies are reported to the previous station. This flow enables the Lean Cell to find and correct deficiencies instantly, ensuring that the correction is made at the time of occurrence. In addition, our Lean Sigma work cells process the information in smaller batches, resulting in faster net throughput times. Past processing times promote the turnaround times required and ensures quality assurance checks continue to be completed in conjunction with deliverable times. Image Data will create a lean cell for each unique task order under this agreement. Lean Sigma continuously improves overall production and eliminates errors resulting in providing the Town of Queensbury higher quality images and data with the highest accuracy levels and at the same time lowering overall costs to our clients. Sample Lean Cell Design r- i Document PreparaJon --- --- —I f�r - C�11 -a..-wuretDocument10 Image.Capture i Document keparbon' Dale CAGCJ(0—ment ID F i Document Pmparnccn ' r.—. Data CaR=uraDocumem lD Image Captu- I i F Doament Preparation Data CapturaDocurent ID, 5 Production and Process Control Activities The Production phase commences with the transfer of project knowledge from Ramp up to production personnel through systematic training. A team of cross-functional personnel carries out the production activities. This team is dedicated to meet the customers" requirement in terms of quality, timeliness and other deliverables. The cross-functional team contains expertise for document preparation. conversion instruction, ramp up. software; and production activities. The initial activity in the production phase is the creation of the project management/implementation plan that describes the quality objectives, the project deliverables, project schedules, resource requirements, training schedules, risk assessment. risk mitigation plans and individual responsibilities towards meeting the project targets and deliverables. IDl Paper Conversion Process Check-in Validation Transfer ` -=V } Mill A � Boxes/documents —Mani of s�opera o— rl repori�acT Fo —'Documents are moved�t delivered to Operator uploads customer I _ Customer any variances and stages !. to Scanner-Pulse IDI Facility manifested data work for Imaga capture process updated _and logs box/file data into Pulse - -Pulse updated__ Scan Station Doc ID/Data entry/QA r. Operator receives files/documents ' Images passed to Doc ID/ And a batch is created i Data Capture/QA Station £ Pulse updated _ Pulse updated Image and Data Transferred Re-Boxing Return Delivery ' •'• Replace files/docurnents into Box in ((([[[------```---- -- 4 Boxes/documents returned t Data is Transferred w cu tourer which it was received and track to C R.qu­d M.M. storage-Pulse updated Pulse updated t F 6 r The following are examples of quality measures within the project: Document Preparation - Paper Audit (If warranted) • IDI will insert a "File Level" barcode sheet as well as "Document Type" barcode labels on the various document types within the file. Paper files will be audited to validate the document preparation process is complete and accurate prior to being sent to the scanning area. Scanning—Attended Mode QC • Scan in "Attended Mode"to assure that the best quality image is rendered • Visually inspects each image as it is captured and interrupt scanning if any issues that comprise image quality are detected such as double feeds, folded corners, light images, dark images etc. • While attended mode scanning is slower that unattended scanning, it provides the first line of image quality control and avoids re-scanning documents. • IDI unitizes auto-blank page deletion when dropping the back side/page of a paper document with no content. This process is over 99%effective/accurate provided the backs are clean of smudges and darkened areas. With this process,backs with content will not be deleted but = backs that have content, dark areas, or smudges will remain and be part of the image transfer stream. Image Clean-up Processes • Image processing includes de-skew, de-speckle, black border removal and crop. • IDI utilizes state of the art production scanners and image processing technologies to render the best possible electronic document images comparable to the quality of the original documents. • Set-up entails scanner adjustments to assure the accurate and complete capture of the documents. Post Scan Automated QC • QC steps are looking for a corrupt image, large image file size, etc. • In addition other steps are typically introduced which may include: • Manually review blank backs and delete. 4 Post Scan Visual QC • After the automated QC has completed, a QC operator will perform visual QC of images and data prior to sending the batch to "Release". This is a random effort after all errors in the process have been corrected. Workflow Quality Control • If discrepancies are found within a batch in any step of the conversion process, then the entire batch is directed to Quality Control Module and re-processed to correct identified issues. Post Release QC • An automated process is run against the batch to ensure all innages and data have been written properly and none are corrupt. 7 Pricing Elements as Applicable: Queensbury, NY Book Scanning Book Type Resolution #Boxes #of Books #of Images Cost per Image/Unit Estimated Cost 11Xis Greyscale 40 149 59,600 $ 0.122 $ 7,271.20 8.5X11 Greyscale 20 69 20,700 $ 0.107 $ 2,214.90 Totals 60 218 80300 $ 9,486.10 Note: Cost includes one pick-up and one return Note: Pricingis based on the document samples reviewed and outlined in this proposal. Other p p P documents not described for these same and other departments may need review for valid pricing points. IDI expects documents to be in orderly condition, not damaged by water or other contaminates, with easily identifiable index fields and light to medium prep of documents. If these conditions do not exist, boxes may be rejected, or price increase may apply. Above is the complete list of services priced in this agreement. Other services required and not outlined in this enclosure should not be implied. Pricing is based on the quantities listed in this proposal. If the images are more or less than 10% of the assumed quantities, the per-image price is subject to change based on the number of images actually submitted. t 8