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4.12 4.12 RESOLUTIONS\Substance Free Policy—Amend—11-16-15 RESOLUTION REVISING TOWN OF QUEENSBURY SUBSTANCE-FREE WORK PLACE AND SUBSTANCE TESTING POLICIES RESOLUTION NO.: ,2015 INTRODUCED BY: WHO MOVED ITS ADOPTION SECONDED BY: WHEREAS, by Resolution No.: 673, 95, the Queensbury Town Board adopted Substance- Free Workplace and Substance Testing Policies (Policies) for Town employees, and by Resolution No.: 188.1998, revised such Policies, and WHEREAS, such Policies contain certain outdated information and therefore the Town Board wishes to update and amend its Policies as presented at this meeting, NOW, THEREFORE, BE IT RESOLVED, that the Queensbury Town Board hereby authorizes the amendment of the Town's Substance-Free Workplace and Substance Testing Policies in substantially the form presented at this meeting, and BE IT FURTHER, RESOLVED, that the Town Board further authorizes and directs the Town Supervisor's Office to distribute this Resolution and amended Policies to all Town employees and to the Glens Falls Hospital — Center for Occupational Health (Center), the facility which performs the drug and alcohol testing for the Town of Queensbury, and take such other and further action necessary to effectuate the terms of this Resolution and Policies. Duly adopted this 16'h day of November, 2015 by the following vote: AYES NOES ABSENT : Town of Queensbury Substance-Free Workplace a and Substance Testing Policies TABLE OF CONTENTS CHAPTER 1—Introduction 3 CHAPTER 2—Definitions 5 CHAPTER 3—Substance-Free Workplace Policy 9 Policy Statement 9 Prohibited Activities and Consequences 9 Designated Employee Representative 13 The Drug-Free Workplace Act of 1988 14 Notification to Applicants 14 Notification to Employees 15 Employment Non-Discrimination Policy 15 CHAPTER 4—Substance Testing Policy 16 Policy Statement 16 Employees Covered by the Town of Queensbury's Substance Testing Policy 16 Substance Testing Policy Compliance 16 Drug and Alcohol Testing and Paid Time 17 Types of Drug Tests and Associated Cost Responsibilities 17 Collection Site Guidelines 20 Substances for which Tests are Administered 21 Medical Review Officer(MRO) 21 1 Town of Queensbury Substance-Free Workplace and Substance Testing Policies Test Results and Disciplinary Action 21 Confidentiality 23 Notification Requirements 23 Education and Training 24 Split Specimen 24 CHAPTER 5- Record Keeping and Reporting Requirements 25 Record Retention 25 Reporting of Results in a Management Information System 26 Record Keeping Requirements 26 CHAPTER 6—Substance Testing Service 27 CHAPTER 7—Employee Assistance Program 28 2 Town of Queensbury Substance-Free Workplace I and Substance Testing Policies CHAPTER 1 — INTRODUCTION The following is the Town of Queensbury's program on the use of alcohol and controlled substances in the workplace and testing for such substances. This program is comprised of two components: ➢ Substance-Free Workplace Policy ➢ Substance Testing Policy Substance-Free Workplace Policy The Substance-Free Workplace Policy pertains to all commercially licensed drivers who are employed by the Town of Queensbury and to all Town employees who are involved in an accident while driving a Town vehicle. It is important that these employees understand that the Town of Queensbury will not tolerate driver use of drugs and alcohol in the workplace, or as it affects the workplace. A substance-Free Workplace Policy is required for those organizations that must be in compliance with the Omnibus Transportation Employee Testing Act of 1991(Employers with fifty(50)or less commercially licensed drivers were required to implement alcohol and drug testing effective January 1, 1996). This Substance-Free Workplace Policy is the Town of Queensbury's policy. Substance Testing Policy The Substance Testing Policy pertains to the commercially licensed drivers of the Town of Queensbury and to all Town employees who are involved in an accident while driving a Town vehicle. 3 Town of Queensbury Substance-Free Workplace and Substance Testing Policies Policy Development The Substance Testing Policy for the Town of Queensbury has been developed in light of the guidelines on Controlled Substance and Alcohol Use and Testing,49 CFR Parts 40, 382, and 391 pursuant to the Omnibus Transportation Employee Testing Act of 1991, as outlined by the Department of Transportation. It has been developed in good faith, in conformity, and in reliance upon the available information. QUESTIONS? Questions regarding the Town of Queensbury's Substance-Free Workplace Policy and Substance Testing Policy should be directed to the Town of Queensbury's Executive Assistant, who is the Designated Employee Representative (DER), located at the Town Supervisor's office at (518) 761-8229. 4 Town of Queensbury Substance-Free Workplace � , and Substance Testing Policies CHAPTER 2 - DEFINITIONS For purposes of clarity and understanding,the following definitions apply to the Town of Queensbury's Substance-Free Workplace Policy and Substance Testing Policy. • Alcohol—To include the intoxicating agent in beverage alcohol, ethyl alcohol, or other low molecular weight alcohols including methyl and isopropyl alcohol. • Aliquot—A portion of a urine specimen used for testing. • Breath Alcohol Technician (BAT)—An individual who instructs and assists individuals in the alcohol testing process and who operates an Evidential Breath Testing Device (EBT). A BAT must complete a course of instruction for operation of an Evidential Breath Testing Device(EBT) as developed by the Department of Transportation. • Collection Site—A place designated by the Town of Queensbury where drivers go for the purpose of providing a specimen of their urine to be analyzed for the presence of drugs, and/or breath test to be analyzed for the presence of alcohol. • Collection Site Person—A person who instructs and assists drivers at a collection site. A collection site person also receives and makes the initial exam of the urine specimen provided by drivers. A collection site person will be a licensed medical professional or technician who has been trained in specimen collection. In any situation where: (a)a collection is observed or(b) collection is monitored by non-medical personnel,the collection site person must be a person of the same gender as the donor. • Commercially Licensed Driver—Every employee who operates a commercial motor vehicle (CMV) and who is required to hold a commercial driver's license (CDL) is covered by this policy. This includes drivers of vehicles with a gross vehicle weight rating (GVWR) of more than 26,000 pounds; drivers of vehicles designed to transport sixteen (16)or more passengers, including the driver; and drivers of vehicles used to transport hazardous materials, regardless of whether the vehicles operate interstate or intrastate. 5 r 1 Town of Queensbury Substance-Free Workplace and Substance Testing Policies • Confirmation Test—For alcohol,this means a second test,following a screening test with a result of 0.02 or greater, which provides quantitative data of alcohol concentration. For drug testing, this means a second analytical procedure to identify the presence of a specific drug or metabolite which is independent of the screening test and which uses a different technique and chemical principle from that of the screen test in order to ensure reliability and accuracy. At present, gas chromatography/mass spectrometry(GC/MS) is the only authorized confirmation method for cocaine, marijuana, opiates, amphetamines, and phencyclidine. • Consortium-Third Party Administrator(C/TPA)—A service agent who coordinates a variety of drug and alcohol testing services for the Town. While the Town uses The Center for Occupational Health (COH)for its C/TPA, this policy shall use C/TPA as the same as MRO wherever MRO is mentioned. • DOT—The United States Department of Transportation, Office of the Secretary, which administers regulations and requires compliance. • Driver—Any individual who operates a commercial motor vehicle (CMV)or any Town Employee involved in an accident while driving a Town vehicle. This includes, but is not limited to: full time, regularly employed drivers; casual, intermittent or occasional drivers; leased drivers and independent, owner-operator contractors who are either directly employed by, or under lease to, an employer or who operate a commercial motor vehicle at the direction of or with the consent of an employer. For the purposes of pre-employment/pre-duty testing only, the term driver includes a person applying to an employer to drive a commercial motor vehicle. • Drugs Tested—The presence of the following five drugs are the only drugs currently tested for pursuant to DOT regulations: marijuana, cocaine, opiates, amphetamines and methamphetamines, and phencyclidine (PCP). NOTE: For purposes of this policy, the terms "drugs"and "controlled substances" are interchangeable and have the same meaning. • Employer—An entity employing one or more commercially licensed drivers that is subject to DOT agency regulations. 6 Town of Queensbury Substance-Free Workplace , and Substance Testing Policies • Evidential Breath Testing(EBT) Device—An alcohol testing device to test the alcohol concentration in a driver's breath. An EBT approved by the National Highway Traffic Safety Administration for the evidential testing of breath and placed in NHTSA's "Conforming Products List of Evidential Breath Measurement Devices" (CPL), and identified on the CPL as conforming to the model specifications available from the National Highway Traffic Safety Administration, Office of Alcohol and State Programs". • Medical Review Officer(MRO) -A licensed physician responsible for receiving laboratory results generated by our testing program who has knowledge of substance abuse disorders and has appropriate medical training to interpret and evaluate a driver's positive test result,together with their medical history. • Safety-Sensitive Function—Means the following: (references below to sections are of the Omnibus Transportation Testing Act of 1991 and its parts) 1. All time at a carrier or shipper plant, terminal,facility, or other property, or on any public property,waiting to be dispatched, unless the driver has been relieved from duty by the motor carrier; 2. All time inspecting equipment as required by Sections 392.7 and 392.8 or otherwise inspecting, servicing, or conditioning any CMV at any time; 3. All driving time as defined in the term driving time in Section 395.2; 4. All time, other than driving time, in or upon any CMV except time spent resting in a sleeper berth as defined by the term sleeper berth in Section 395.2. 5. All time loading or unloading a vehicle, supervising, or assisting in the loading or unloading,attending a vehicle being loaded or unloaded, remaining in readiness to operate the vehicle, or in giving or receiving receipts for shipments loaded or unloaded; 6. All time repairing,obtaining assistance, or remaining in attendance upon a disabled vehicle. 7 Town of Queensbury Substance-Free Workplace r and Substance Testing Policies • Screening Test(or Initial Test)—In alcohol testing, it means an analytical procedure to determine whether a driver may have a prohibited concentration of alcohol in his or her system. In controlled substance testing, it means an immunoassay screen to eliminate "negative" urine specimens from further consideration. • Substance Abuse Professional(SAP)—A licensed physician (Medical Doctor or Doctor of Osteopathy), or a licensed or certified psychologist, social worker, employee assistance professional, or addiction counselor(certified by the National Association of Alcoholism and Drug Abuse Counselors Certification Commission)with knowledge of,and clinical experience in,the diagnosis and treatment of alcohol and controlled substances-related disorders. 8 i . Town of Queensbury Substance-Free Workplace , and Substance Testing Policies CHAPTER 3 — SUBSTANCE-FREE WORKPLACE POLICY Policy Statement The Town of Queensbury is committed to protecting the health, safety and welfare of our drivers and to preserving the high performance standards that have been the basis for the Town's success. Because we believe that substance abuse hinders our Town's growth and prosperity, we will make every effort to provide a work environment that is free of substance abuse.To reinforce our commitment to a safe and healthy workplace,the Town Board has adopted a Substance-Free Workplace Policy which is in compliance with The Omnibus Transportation Employee Testing Act of 1991 and the Drug-Free Workplace Act of 1988. The Substance Testing Policy(Chapter 4) defines many important details of our program, such as testing implementation, procedures, costs, and disciplinary action, and are not repeated in this Chapter. Prohibited Activities and Consequences Part 382, Subpart B of the DOT's regulations deals with prohibited activities. Since some of the prohibitions concerning alcohol use are different than those for drug use,they will be addressed separately in this summary. A discussion of the consequences, including referral and treatment requirements,follows the listing of prohibitions. 9 Town of Queensbury Substance-Free Workplace I and Substance Testing Policies • Alcohol Prohibitions—Drivers are prohibited from the following activities: 1. Using alcohol while performing safety-sensitive functions. 2. Reporting for duty, or remaining on duty,to perform safety-sensitive functions while having an alcohol concentration of 0.04 or greater; 3. Being on duty or operating a commercial motor vehicle while the driver possesses alcohol unless the alcohol is manifested or transported as part of a shipment. This includes the possession of medicines containing alcohol, (prescription or over-the-counter) unless the packaging seal is unbroken. Using alcohol while performing safety-sensitive functions; 4. Using alcohol within four(4) hours preceding the performance of safety-sensitive functions; 5. Refusing to submit to an alcohol test required by post-accident, random, reasonable suspicion, return-to-duty, or follow-up testing requirements; 6. If required to submit to a post-accident alcohol test,the driver is prohibited from using alcohol during eight (8) hours following the accident, or until the driver undergoes a post-accident alcohol test, whichever occurs first. • Drug Prohibitions—Drivers are prohibited from the following activities: 1. Reporting for duty or remaining on duty requiring the performance of safety- sensitive functions when a driver uses any controlled substance, except when the use is pursuant to the instructions of a physician who has advised the driver that the substance does not adversely affect the driver's ability to safely operate a commercial motor vehicle; 2. Reporting for duty, remaining on duty, or performing safety-sensitive functions if the driver tests positive for controlled substances; 3. Refusing to submit to a controlled substance test required by post-accident, random, reasonable suspicion, return-to-duty, or follow-up testing requirements. 10 Town of Queensbury Substance-Free Workplace and Substance Testing Policies • Consequences—The consequences for engaging in conduct prohibited by Part 382, Subpart B are outlined in Part 382,Subpart E. In addition, Section 382.605 of Subpart F specifies the referral, evaluation, and treatment requirements. A summary of these consequences are listed below. Note: In addition to the consequences required under Part 382, Subpart E imposed on drivers who engage in conduct prohibited by Part 382, Subpart B, drivers shall be subject to the disciplinary action detailed in Chapter 4 of this document. 1. Removal from Safety-Sensitive Functions—The driver shall not perform, or be permitted to perform by the employer; safety-sensitive functions, including driving a commercial motor vehicle. (for purposes of this Subpart, commercial motor vehicle means a commercial motor vehicle in commerce as defined in Section 382.107, and a commercial motor vehicle in interstate commerce as defined in Part 390.) 2. Referral, Evaluation and Treatment—In accordance with Section 382.605, any driver who has engaged in conduct prohibited by Part 382, Subpart B, shall: a) Be advised by the employer of the resources available to the driver in evaluating and resolving problems associated with the misuse of alcohol and use of controlled substances, including the names, addresses and telephone numbers of substance abuse professionals and counseling and treatment programs; b) Be evaluated by a substance abuse professional who shall determine what assistance, if any,the employee needs in resolving problems associated with alcohol misuse and controlled substances use. 11 Town of Queensbury Substance-Free Workplace at and Substance Testing Policies c) Undergo a return-to-duty alcohol test with a result indicating an alcohol concentration of less than 0.02 if the conduct involved alcohol,or a controlled substances test with a verified negative result if the conduct involved a controlled substance. In addition, each driver identified as needing assistance in resolving problems associated with alcohol misuse or controlled substances use: i. Shall be evaluated by a substance abuse professional to determine that the driver has properly followed any rehabilitation program prescribed under paragraph b) of this section;and ii. Shall be subject to unannounced follow-up alcohol and controlled substances tests administered by the employer following the driver's return to duty. The number and frequency of such follow- up testing shall be as directed by the substance abuse professional, and consist of at least six (6)tests in the first twelve (12) months following the driver's return to duty. The employer may direct the driver to undergo return-to-duty and follow-up testing for both alcohol and controlled substances, if the substance abuse professional determines that return-to-duty and follow-up testing for both alcohol and controlled substances is necessary for that particular driver. Follow-up testing shall not exceed sixty(60) months from the date of the driver's return to duty. The substance abuse professional determines that such testing is no longer necessary. d) Evaluations and rehabilitation may be provided by the employer, by a substance abuse professional under contract with the employer, or any substance abuse professional not affiliated with the employer; e) The employer shall require that a substance abuse professional who determines that a driver requires assistance in resolving problems with alcohol misuse or controlled substances use does not refer the driver to the substance abuse professional's private practice or to a person or organization from which the substance abuse professional receives 12 Town of Queensbury Substance-Free Workplace # , and Substance Testing Policies remuneration or in which the substance abuse professional has a financial interest. This paragraph does not prohibit a substance abuse professional from referring a driver for assistance provided through: i. A public agency, such as State, county or municipality; ii. The employer or a person under contract to provide treatment for alcohol or controlled substances problems on behalf of the employer; iii. The sole source of therapeutically appropriate treatment under the driver's health insurance program; or iv. The requirements of this section with respect to referral, evaluation and rehabilitation do not apply to applicants who refuse to submit to a pre-employment controlled substances test. Designated Employee Representative (DER) The Executive Assistant to the Town Supervisor is the Designated Employee Representative (DER). Some of the responsibilities of the DER include the following: 1. Liaison between the collection site, Medical Review Officer, and the Town of Queensbury. 2. Liaison between all Town department managers of commercially licensed operators. 3. Receive notifications of random selections from the collection site and notify individuals to be tested. 4. Documentation procedures and Reporting requirements. In the event the Executive Assistant to the Town Supervisor is unavailable, the backup DER is the Town Supervisor. 13 Town of Queensbury Substance-Free V,s0 and Substance Testing Policies The Drug-Free Workplace Act of 1988 In addition to the Omnibus Transportation Employee Testing Act of 1991,the Town must abide by the Drug-Free Workplace Act of 1988. This act states that: the unlawful manufacture, distribution, dispensation, possession or use of a controlled substance is strictly prohibited in all work places and work sites of Town employees. Any person who violates this prohibition will be subject to disciplinary action. In establishing a drug-free workplace, it is the town's policy to work with employees suffering from drug abuse so that they will receive assistance necessary to overcome their dependency. Any employee seeking such assistance is encouraged to contact his/her department head or a treatment facility directly, to discuss the situation before problems begin to surface in the workplace. Any disclosures made by an employee will be treated as strictly confidential by the department head, to the greatest extent practicable. • Employee Responsibilities—As a condition of employment with the Town of Queensbury every employee must abide by this policy and notify his/her department manager of any conviction of a violation of a criminal drug statute occurring in the workplace, within five (5) days of the conviction. Notification to Applicants All applicants for positions in the Town of Queensbury which require a commercial driver's license will be subject to pre-employment controlled substance and alcohol testing and will be subject g required to sign the consent form. In addition, all applicants for any Town of Queensbury position shall require a pre-employment controlled substance test and will be required to sign a consent form prior to being hired. The Town of Queensbury does not need to provide rehabilitation for the disqualified applicant who tests positive. The Town of Queensbury will post, publish and communicate the name, address and phone number of the Alcohol and Drug Evaluation Clinic. In addition,the Town has the right to conduct research on all applicants for positions requiring a commercial driver's license to determine their history of testing positive for controlled substances and alcohol. The driver applicant may be required to sign the appropriate 14 Town of Queensbury Substance-Free Workplace , and Substance Testing Policies authorization form and must supply the names of all organizations which employed the applicant during the previous two (2)years. if the Town of Queensbury obtains information from the above that the driver applicant had received a positive substance test,or refused to submit to such testing,the Town will not hire the driver applicant. Notification to Employees All Town of Queensbury employees will receive a written copy of this policy and will be required to sign an Employee Acknowledgment Form. This form will be placed in the employee's personnel file. Employment Non-Discrimination Policy The Town of Queensbury will not discriminate against driver applicants or drivers because of past drug or alcohol abuse, as long as the applicant demonstrates he/she has received appropriate treatment and test negative for drug use. It is the current use of alcohol and drugs that we will not tolerate in our workforce. 15 Town of Queensbury Substance-Free Workplace F and Substance Testing Policies CHAPTER 4 — SUBSTANCE TESTING POLICY Policy Statement The purpose of the Town of Queensbury's Substance Testing Policy is to reduce accidents that result from use of controlled substances and alcohol, thus reducing fatalities, injuries and property damage. It is the Town of Queensbury's intent to uphold the safety of our drivers and the general public. Compliance with this testing policy is essential and it is necessary for all personnel in a management capacity to fully comprehend the policy's requirements and implementation procedures. Department managers should contact the Designated Employee Representative for guidance in the event they identify a driver who they have reason to believe has consumed drugs or alcohol. Employees Covered by the Town of Queensbury's Substance Testing Policy The Town of Queensbury's Substance Testing Policy applies to all safety-sensitive employees who drive commercial motor vehicles requiring a commercial driver's license to operate and all Town employees who are involved in an accident while driving a Town vehicle. Substance Testing Policy Compliance The Town of Queensbury's Substance Testing Policy is in compliance with the "Omnibus Transportation Employee Testing Act of 1991, Controlled Substances and Alcohol Use and Testing" as outlined by the Department of Transportation in 49 CFR Parts 40, 382, and 391 of the Code of Federal Regulations. All tests will be administered in accordance with this policy and applicable Federal regulations. 16 Town of Queensbury Substance-Free Workplace and Substance Testing Policies Drug and Alcohol Testing and Paid Time An employee shall be paid for all time pertaining to alcohol and drug tests. This includes traveling to and from the collection site. Such time shall be considered as time worked for the purpose of calculating overtime and employee benefits. The cost of pre-employment and pre-duty drug tests will be paid by the employer. Types of Drug Tests and Associated Cost Responsibilities 1. Pre-Employment and Pre-Duty Drug Testing—The Town of Queensbury shall require all final applicants for driving positions intended to be used or hired ,to be tested for the presence of a controlled substance as a pre-qualifying condition to employment. Pre-duty drug testing will be required where a Town employee transfers from one Town position to a covered driving position where the former position did not include safety-sensitive functions. 2. Reasonable Suspicion Testing- DOT regulations and the Town of Queensbury policy require drivers to be tested for controlled substance and alcohol use when their conduct gives the Town of Queensbury reasonable suspicion to believe they are under the influence of drugs and/or alcohol. The driver's behavior must be observed by at least one (1) designated department manager trained in the detection of probable drug and/or alcohol use. Whether reasonable suspicion testing is conducted for alcohol or drugs, such testing must be based on observations concerning the driver's appearance, behavior, speech or body odor. Reasonable suspicion alcohol testing is authorized only if the required observations are made just before, during or immediately after performing safety-sensitive functions. The mere possession of alcohol does not constitute a need for reasonable suspicion alcohol testing. Drivers must also inform their department manager if they have consumed alcohol four(4) hours prior to the starting of their shift. Reasonable suspicion alcohol testing should be conducted no more than two (2) hours after the reasonable suspicion determination has been made, and in any event,within eight (8) hours. If the testing is not performed within this two (2) hours period, a report must be prepared indicating the reason for not promptly administering same. If the test is not administered with eight (8) hours,the Town of 17 Town of Queensbury Substance-Free Workplace 4 and Substance Testing Policies Queensbury must cease attempts to administer the test and prepare another report indicating the reason for not administering the test. With regard to reasonable suspicion drug testing, such testing is authorized anytime only if, however,the required report is made within twenty-four(24) hours of observation. Controlled substance reasonable suspicion testing must be performed within the thirty-two (32) hour time period; a report must be prepared indicating the reason for not promptly administering same. DOT regulations require that all department managers receive a minimum of sixty(60) minutes of training in controlled substance use detection and sixty(60) minutes of training on alcohol misuse. Proof of appropriate training in the form of a certificate and is kept by the Town of Queensbury. Department Managers should contact the Designated Employee Representative for guidance in the event they identify a driver who they have a reason to believe is impaired. The cost of reasonable suspicion test will be paid by the employer. However, if an employee receives a positive result on a reasonable suspicion test,any subsequent reasonable suspicion test with positive result will be paid by the employee. 3. Post-Accident Testing—The driver will submit to a post-accident drug and alcohol test as soon as practicable following an accident involving a Town motor vehicle when either the accident involved a fatality or the driver receives a citation for a moving traffic violation arising from the accident. For the purpose of this policy, an "accident" is defined as an incident involving a motor vehicle in which there is either a fatality, an injury treated away from the scene, or a vehicle is required to be towed from the scene. The driver shall remain at the scene or readily available to undergo testing for alcohol and controlled substance use. Any driver subject to post-accident testing,who leaves the scene of an accident or fails to remain readily available for testing shall be deemed to have refused to submit to testing. Such a refusal shall be treated by the Town of Queensbury in the same manner as if the driver had an alcohol test result of 0.04 or greater or a verified positive test for controlled substance use. Nothing in this section shall be construed to require the delay of necessary medical attention for injured people following an accident or to prohibit a driver from leaving the scene of an accident for the period necessary to obtain assistance in responding to the accident, or to obtain necessary emergency medical care. 18 Town of Queensbury Substance-Free Workplace -1 and Substance Testing Policies All alcohol testing required by this provision shall be performed by the Town of Queensbury as soon as possible, but not more than eight (8) hours after the time of the accident. If the alcohol test is not administered with two(2) hours of the accident,the Town of Queensbury shall prepare a report stating the reason the test was not promptly administered. If the alcohol test is not administered within eight (8) hours of the accident,the Town will cease attempts to administer same and prepare a report stating why the alcohol test was not promptly administered. All controlled substance testing required by the provisions shall be performed by the Town as soon as practicable after the time of the accident but within thirty-two (32) hours. If the controlled substance test is not administered within thirty-two (32) hours,the Town will cease attempts to administer same and prepare a report stating the reason why the controlled substance test was not promptly administered. The cost of post-accident tests will be paid by the employer. However,if an employee receives a positive result on a post-accident test, any subsequent post-accident test with a positive result will be paid by the employee. 4. Random Testing—The Town of Queensbury implements a random selection process to select among every safety sensitive employee whose job requires a CDL, per DOT requirements, to be tested for the use of controlled substance and alcohol. The Town's C/TPA or MRO shall implement the Town's random selection process. The Town will ensure that all random drug and alcohol tests conducted are unannounced and that the dates for administering random tests are spread reasonably throughout the calendar year. The number of tests administered must equal fifty percent(50%) drug testing and twenty-five percent (25%)alcohol testing of the total number of drivers eligible to receive them. The selection of such drivers for random drug and alcohol testing shall be made by scientifically valid method. Under the selection process used, each driver shall have an equal chance of being tested each time selections are made, without elimination. The desired effect, therefore, is that a driver may not be selected at all over the course of the year or he/she may be selected several times. Each employee who is notified of selection for random alcohol and/or drug testing shall proceed to the collection site immediately, or, if the employee is performing a safety-sensitive 19 Town of Queensbury Substance-Free Workplace ifah and Substance Testing Policies function at the time of notification,the employee shall cease to perform the safety-sensitive function and proceed to the collection site as soon as possible. A driver shall only be tested for alcohol while the driver is performing safety-sensitive functions, just before the driver is to perform safety-sensitive functions, or just after the driver has ceased performing such functions. The cost of all random tests will be paid by the employer. 5. Return-To-Duty and Follow Up Tests—Before returning to duty after positive test results, each driver must undergo an applicable alcohol or controlled substances test with a result of less than 0.02 breath alcohol concentration and/or a verified negative controlled substance test result. In addition, each driver identified as needing assistance must: a) Be evaluated again by a Substance Abuse Professional (SAP)to determine whether the driver has successfully complied with any rehabilitation program prescribed following the initial evaluation; and b) Be subject to a minimum of six(6) unannounced follow-up tests over the following twelve (12) months. If an employee receives a positive result on a post-accident test, any subsequent post-accident test with a positive result will be paid by the employee. Collection Site Guidelines The Town of Queensbury must designate a collection site where drivers are to provide urine specimens for drug testing procedures and an Evidential Breath Testing(EBT) device to test the alcohol concentration in a driver's breath. Each designated collection site must have all necessary personnel, materials, equipment,facilities and supervision to provide for the collection, security,temporary storage, and shipping of urine specimens to DHHS and NIDA certified drug testing laboratory. A designated collection site may be any suitable location where any specimen can be collected under conditions established under DOT regulations as well as the Town of Queensbury's policy. 20 Town of Queensbury Substance-Free Workplace eribi and Substance Testing Policies Substances for Which Tests are Administered In accordance with DOT regulations,testing is done for the presence of alcohol and the following five (5) substances: Marijuana metabolites/THC Cocaine metabolites Opiate metabolites—Opium and Codeine Derivatives (Codeine, Morphine, and Heroin) Amphetamines, Methamphetamine, and Methylenedioxymethamphetamine (MDMA) Phencyclidine (PCP) Medical Review Officer (MRO) The MRO's function is to review, interpret and report the positive and negative test results of driver applicants and drivers. The MRO will report results to the appropriate management official designated by the Town of Queensbury who can recommend or take administrative action on positive test results. As a general rule,the MRO will report only whether a particular test result was positive or negative. Management is not privy to additional information regarding test results, except as otherwise permitted by the regulations. The MRO is also prohibited from communicating further information unless the driver signs a release allowing the MRO to disclose such information. Test Results and Disciplinary Action The Town of Queensbury Civil Service Employees Association Unit and the Queensbury Town Board (Management) agree to the following disciplinary procedures: 1. First Positive Drug or Alcohol Test Result - Drivers receiving a first positive drug or alcohol test result will be placed on a thirty(30)day suspension without pay. A positive 21 Town of Queensbury Substance-Free Workplace Oft and Substance Testing Policies alcohol test result is one in which the breath alcohol concentration is greater than or equal to 0.04. Drivers will be allowed to use accrued vacation, personal or floating holiday leave, if any, during this suspension. The Town of Queensbury will continue the employee's health insurance during the period of suspension only for such 30-day period and only if the employee pays her/his share of such health insurance. 2. Second Positive Drug or Alcohol Test Result—Any employee who receives a second positive drug or alcohol test result will be terminated from employment with the Town of P g Queensbury. Two tests which result in a "negative-dilute" or similar test results shall constitute a positive test result, and such employee shall be terminated. 3. Breath Alcohol Concentration Test Result Greater than or Equal to 0.02 but less than 0.04—If a breath alcohol concentration test result is greater than or equal to 0.02, but less than 0.04, the driver shall not be permitted to drive a commercial motor vehicle or perform safety-sensitive functions for the Town until the next scheduled work period providing twenty-four(24) hours have elapsed.The driver will be suspended without pay for twenty-four(24) hours. The employee must wait until the start of the shift following the twenty-four(24) hour suspension before he/she will be allowed to return to work. All time leading up to that point will be unpaid. 4. Positive Test Results and Accidents Regarding a Fatality—Notwithstanding, anything herein to the contrary, any driver testing positive for the use of drugs or alcohol following an accident involving a fatality will be terminated from employment with the Town of Queensbury. 5. Refusal to Submit to Alcohol or Controlled Substances Test—No driver shall refuse to submit to a post-accident alcohol or controlled substances test, a random alcohol or controlled substances test, a reasonable suspicion alcohol or controlled substances test, or a follow-up alcohol or controlled substances test. A refusal to submit to such testing means that a driver: a) Fails to immediately provide adequate breath for alcohol testing, after he or she has received notice of the requirement for breath testing. b) Fails to provide an adequate urine sample for controlled substances, without a genuine inability to provide a specimen (as determined by a medical evaluation), 22 Town of Queensbury Substance-Free Workplace and Substance Testing Policies after he or she has received notice of the requirement for controlled substance testing. c) Engages in conduct that clearly obstructs the testing process including but not limited to, a delay in testing. The refusal on the part of a driver to submit to any drug or alcohol test will result in the employee's termination from employment with the Town of Queensbury. Confidentiality Except as otherwise required by law or expressly authorized or required by DOT regulations,all the Town of Queensbury personnel will treat as highly confidential all information and documentation regarding driver drug and alcohol testing. Only authorized personnel will have access to driver testing information and documentation. Information obtained about this policy or any test administered, may not be discussed, photocopied, duplicated or revealed in any form to anyone inside or outside of the Town of Queensbury unless authorized by law. Any violation in any manner of this information may be grounds for disciplinary action or other legal action. The Town of Queensbury requires laboratories and their personnel to maintain driver drug and alcohol test records in confidence. All information and documentation maintained by the Town of Queensbury regarding the testing of drivers will be maintained in the employee's Confidential Personnel File. Drivers subjected to tests may, upon written request, have access to any records relating to their tests and results of any relevant certification, review or revocation-of-certification proceedings. Notification Requirements Pre-Employment Test—the Town of Queensbury must notify a driver applicant of the results of a pre-employment drug test if the driver-applicant requests such results within sixty(60) days of being notified of the employment decision. 23 a t Town of Queensbury Substance-Free Workplace and Substance Testing Policies Random, Reasonable Suspicion and Post-Accident Tests—the Town of Queensbury must notify a driver of the results of random, reasonable suspicion and post-accident drug and alcohol tests when the test results are positive. For drug tests,the driver must also be informed by the MRO what substance was discovered. Education and Training The Town of Queensbury intends to provide: a minimum of two (2) hours of education and training for department managers which addresses controlled substances for sixty(60) minutes and alcohol misuse for sixty(60) minutes. The Town of Queensbury shall document training given to drivers and department managers. In addition,the Town of Queensbury offers Employee Assistance Program (EAP) which is a service our employees can receive free of charge. EAP provides education and services regarding controlled substance and alcohol use in personal health, safety and work environments including many other services. More information can be found on page 28. Split Specimen Each urine specimen is subdivided into two (2) bottles labeled as a "primary" and a "split" specimen. Both bottles are sent to a laboratory. Only the primary specimen is opened and used for the urinalysis. The split specimen bottle remains sealed and is stored at the laboratory. If the analysis of the primary specimen confirms the presence of illegal, controlled substances,the driver has seventy-two (72) hours to request the split specimen be sent to another NIDA certified laboratory for analysis. Any split specimen test requested by the driver will be paid for by the Town of Queensbury. 24 Town of Queensbury Substance-Free Workplace and Substance Testing Policies CHAPTER 5 — RECORD KEEPING AND REPORTING REQUIREMENTS Record Retention Each employer is required to maintain records of its Substance Testing Policy in a secure location with controlled access. 1. Employers shall maintain the following records for five(5)years: a) Records of breath alcohol test results indicating an alcohol concentration greater than or equal to 0.02 b) Records of verified positive drug test results c) Documentation of refusals to take required alcohol and/or drug tests d) Annual MIS Report and SAP reports e) All follow-up tests and schedules for follow-up tests 2. Employers shall maintain the following records for three (3)years: a) Information obtained from previous employers concerning drug and alcohol test results of employees 3. Employers shall maintain the following records for two (2)years: a) Records of the inspection, maintenance, and calibration of EBT's b) Records related to the alcohol and drug collection process. Some of these records are kept at our consortium c) Supervisor and employee education and training records 4. Employers shall maintain the following records for one (1)year: a) Negative and canceled drug test results and breath alcohol tests with concentration of less than 0.02 25 Town of Queensbury Substance-Free Workplace VAI and Substance Testing Policies Reporting of Results in a Management Information System Employers are required to prepare and maintain an annual summary of the results of their alcohol and drug testing programs for each calendar year.The DOT will randomly select a sample of employers from all employers subject to drug and alcohol testing regulations and require them to submit the data. The information required in the annual summary is extensive and must be prepared by March 15th of each year, regardless of whether the employer is selected to submit the information to the DOT. A consortium may prepare annual calendar year summaries and reports on behalf of individual employers, but each employer must sign and submit such a report and is responsible for ensuring the accuracy and timeliness of the report prepared on its behalf by the consortium. Record Keeping Requirements Accident reports to the DOT must include whether the test results were positive or negative. It is the Town of Queensbury's responsibility to maintain in a given calendar year an accurate summary of records related to the Town's required testing program. These records are available upon request by the DOT sixty (60) days after the last day of the year(December 31st). 26 Town of Queensbury Substance-Free Workplace and Substance Testing Policies CHAPTER 6 — SUBSTANCE TESTING SERVICE The service chosen by the Town of Queensbury to perform all required substance testing services is: Glens Falls Hospital Center for Occupational Health 102 Park Street,Suite B-2 Glens Falls, NY 12801 27 Town of Queensbury Substance-Free Workplace and Substance Testing Policies CHAPTER 7 — EMPLOYEE ASSISTANCE PROGRAM It is not mandatory for the Town of Queensbury to pay for the "rehabilitation" of a driver who tests positive for the use of drugs or alcohol. However, the Town makes available the services of an established Employee Assistance Program for all of its employees. This program contains a component designed to help employees overcome drug and alcohol abuse. Employees are encouraged to seek assistance through this program before drug and alcohol problems lead to violations of the Town's Substance—Free Workplace Policy. Confidential referrals can be obtained by contacting the program directly(see below). The Town is not responsible for any additional expenses incurred by an employee above and beyond the services provided through the Employee Assistance Program. A driver's decision to seek prior assistance from the Employee Assistance Program will not be used as the basis for disciplinary action. On the other hand, using the Employee Assistance Program will not be a defense to imposing discipline where facts establishing a violation of this policy has occurred. Employee Assistance Program Glens Falls,NY 12801 Telephone:518-793-9768 Or 1-800-734-6072 Primary Contact: Rick Demers Office Hours: 9:00 am 5:00 pm, Mon-Fri Evening Hours Available ***24 Hour Answering Service*** 28